Connecting investee companies with investors
We are passionate about de-mystifying the investment process and facilitating investment for our clients in a clear, simple but highly professional way. Our wide range of services is highly flexible and what we provide for our own funds, and for external funds where we act as regulatory Fund Manager, can also be offered to individual corporate entities on a one-off basis.
Below is a list of what we often provide, but the list is not exhaustive:
- The drafting and preparation of your offer documentation; we can assist with the order, layout and text and every aspect of your prospectus or Information Memorandum, concluding of course with a final regulatory sign-off;
- Advising and assisting you with your promotional materials, including summaries, presentations, webinars, website text, and all associated messages which are deemed under the rules to be “financial promotions”, and providing final regulatory sign-off on these;
- Providing a comprehensive due diligence process, which includes due diligence on all aspects of a business and its key directors and managers; checking that all statements and claims are correct and providing the verification notes to support this; this can often include a review of the market analysis contained in the offer documentation, ensuring it is up to date, accurate, fair and balanced;
- Assisting you with how to apply to HMRC for Advance Assurance that your business qualifies for SEIS or EIS; this is not a precise science but we are regularly involved with submitting applications for our own funds as well as for other clients, so we are up to date with the likely timescales and how applications need to be put together in order to obtain a quick approval from HMRC under the new rules;
How we are different
Our approach is refreshingly straight-forward and our mission is to “de-mystify” the investment process for our clients at every stage. Transparency is one of the three major elements of our mission statement, and this means transparency at every stage – before, during and after engagement with you. We will tell you what we believe you can and cannot do, and wherever possible try to find solutions to any problems which arise. We can provide informed and up to date advice on all regulatory and HMRC issues and our attention to detail is second to none!
For more information about how we can assist you, please contact us by calling 020 7843 0470 or emailing firstname.lastname@example.org.